Services · Type 9 Licence
Discretionary
Account
Management
At RGSL, our Type 9 licence issued by the Securities and Futures Commission (SFC) authorises us to manage investment portfolios on a discretionary basis — giving clients the confidence that their assets are in expert hands, managed with precision and care.
What "Discretionary Basis" Means
Authority to act. Accountability to deliver.
Managing portfolios on a discretionary basis means clients entrust us with the authority to make day‑to‑day investment decisions — without needing to seek their prior approval for every transaction. This allows us to:
- Act swiftly on market opportunities
- Adjust allocations in response to market movements or macro events
- Maintain alignment with the agreed investment strategy and risk profile at all times
Scope of Activities Covered
Under our Type 9 licence, we can:
Manage discretionary accounts, segregated mandates, and family office portfolios
Oversee portfolios containing equities, fixed income, derivatives, ETFs, and alternative assets
Implement multi‑asset and thematic strategies to capture growth and income opportunities
Manage portfolios containing regulated virtual assets
How This Benefits Our Clients
Built around your objectives.
Agility
We can respond in real‑time to market shifts, acting swiftly on opportunities without waiting for client approval on every transaction.
Professional Oversight
Portfolios are managed by experienced investment professionals with deep market knowledge across asset classes and geographies.
Tailored Strategies
Portfolios are built and managed according to each client's goals, time horizon, and risk tolerance — never a one-size-fits-all approach.
Regulated Standards
Our operations meet stringent SFC requirements, providing governance, transparency, and investor protection at every step.
Our Commitment
Holding a Type 9 licence underscores our dedication to:
Fiduciary Responsibility
Acting in the best interest of our clients at all times.
Risk Management
Employing robust risk controls and compliance frameworks.
Transparency
Providing clear reporting and maintaining open communication with clients.
Performance Focus
Striving to achieve the investment outcomes agreed in advance.